Banking and Securities

 

Wholesale and retail banking activity is at the heart of Hong Kong's economy. Hong Kong's common law combined with its light touch approach to financial regulation have made it a fertile ground for many of the world's largest banks, and for the lawyers that advise them.


LexisNexis Hong Kong content provides a comprehensive and critical coverage of the law, with a specific focus on the Banking Ordinance (Cap 155), the most important Ordinance pertaining to banking law and practice in Hong Kong. It includes authoritative titles written by leading local experts to address specific issues of the law, covering Hong Kong, The People's Republic of China and relevant international laws and regulations. From our workflow-based Lexis Advance® Hong Kong Practical Guidance – Financial Services through to highly specialised textbooks or detailed looseleaf services we have the ideal offering for lawyers, academics and professionals.

Legal Research

Print Publications

Browse our LexisNexis Online Store for more information on our full collection of print publications published in collaboration with esteemed legal practitioners. You may also browse the following pages for featured print publications that specifically cover banking and securities:

 

Available on Print

 

- Banking and Finance

- International Law

- Risk and Compliance

- Securities

- White Collar Crime

Looseleaf Publications

Banking Law: HKSAR and the People’s Republic of China

Authored by IA Tokley. Comprehensive commentary on the Hong Kong & PRC banking laws and regulations.

 

Available on Print, Lexis Advance® Hong Kong & Lexis Red™

 

Securities Law: HKSAR and the People’s Republic of China

Edited by Bernard Mak, Antonio Da Roza and Stanley Cheung. Commentary on the practice and procedure of Hong Kong securities law, covering Listed Companies, Intermediaries, Investment Products and Enforcement of Rights and Regulations.

 

Available on Print, Lexis Advance® Hong Kong & Lexis Red™

Practical Guidance

Hong Kong Financial Services

Covers issues concerning HK regulatory authorities and related ordinances, market misconduct, AML, international bribery, insurance and cross jurisdictional guides on banking and capital markets etc.

 

Available on Lexis Advance® Hong Kong

 

- Regulatory Architecture
- Regulated activities
- Authorisation, approval and supervision
- Prudential requirements
- Conduct risk
- Risk management and controls
- Financial crime
- Retail business requirements
- Enforcement and redress
- Markets and trading
- Funds and asset management
- Insurance
- Taxation of finance
- International taxation
- Cross-border (HK-PRC)

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