The only comprehensive service on the regulation of Securities Law in Hong Kong, aimed at providing valuable resource to market participants, be it lawyers, accountants, bankers, financial advisers, stockbrokers, regulators or listed companies in Hong Kong and China.
Securities Law: Hong Kong SAR and People's Republic of China
Play by the listing rules
Structured, systematic and comprehensive
Securities Law: Hong Kong SAR and People's Republic of China provides a centralised, accessible and convenient source of commentary and discussion on the practice and procedure of securities law in Hong Kong
This work is written in a systematic and relevant structure to reflect the business realities of the securities industry in Hong Kong. Commentary topics are divided under three general headings: Listed Companies; Intermediaries and Investment Products; and Enforcement of Rights and Regulations. This text provides fully updated commentaries, combining primary sources of securities law, such as the relevant legislation, rules and codes, expert commentary on procedure, legal decisions and rulings of regulatory bodies, as well as relevant guidelines by the Securities and Futures Commission. This work would serve as your complete and comprehensive reference on securities regulation in Hong Kong.
|Providing answers to questions of law and fact, with a flip of a page, a click of a mouse, or a swipe on your screen|
Listing on the Stock Exchange of Hong Kong
Disclosure of Interests in Securities
The Financial Reporting Council
Notifiable and Connected Transactions
Takeovers and Mergers
Conduct of Business and Compliance
Code of Conduct for persons licensed by or registered with the securities and futures commission
Regulated Investment Products in Hong Kong
Jurisdiction and Procedure
The Salmon Report: Extracts
Improper Trade Practices
Bernard Mak, LLB (HKU), Barrister, New Chambers
Antonio Da Roza, LLB (KCL), PCLL (HKU), LLM (HKU), AMHKI Arb, Barrister-at-law, New Chambers, Research Assistant Professor, HKU
Stanley Cheung,LLM (HKU), MA (HKU), CPE (MMU), BSc (UoM), BA (CUHK), CPA, ACIS, ACS, Senior Compliance Manager, CLSA, Editor, Intermediaries and Investment Products
Victor T.S. Lui, Barrister-at-Law, LLB (Hons.)(Exon), LLM(KCL), LLM(China Law)(Peking U.), PCLL(HKU), Accredited Mediator (CEDR), General Panel Mediator (HKMAAL), Member (CIArb)
Updates: The content is updated 3 times a year to accommodate new cases, legislative changes, as well as updates in the practice and procedure in this area of law.
Format: Looseleaf set (3 binders), Lexis Advance® Hong Kong & Lexis Red™