Securities Law: Hong Kong SAR and People's Republic of China

Securities Law: Hong Kong SAR and People's Republic of China provides a centralised, accessible and convenient source of commentary and discussion on the practice and procedure of securities law in Hong Kong


This work is written in a systematic and relevant structure to reflect the business realities of the securities industry in Hong Kong. Commentary topics are divided under three general headings: Listed Companies; Intermediaries and Investment Products; and Enforcement of Rights and Regulations. This text provides fully updated commentaries, combining primary sources of securities law, such as the relevant legislation, rules and codes, expert commentary on procedure, legal decisions and rulings of regulatory bodies, as well as relevant guidelines by the Securities and Futures Commission. This work would serve as your complete and comprehensive reference on securities regulation in Hong Kong.

Providing answers to questions of law and fact, with a flip of a page, a click of a mouse,  or a swipe on your screen
Keep abreast of the latest developments
Stay up to date with the latest decisions and changing regulations across multiple jurisdictions, with content updated on a bi-monthly basis.
An authoritative voice
Highly regarded content written by experts in the field, and have been cited in over a hundred Hong Kong judgments and academic discussions.
Advise with confidence
Equip yourself with the most obvious to the most obscure principles, cases, and points of law, and its application in various jurisdictions.
A streamlined research experience
Alphabetically indexed Table of Cases, Table of Legislation and comprehensive subject index  provides a systematic research experience and optimises relevant search results.
Table of Contents
  • Listing on the Stock Exchange of Hong Kong
  • Disclosure of Interests in Securities
  • The Financial Reporting Council
  • Notifiable and Connected Transactions
  • Takeovers and Mergers
  • Licensed Intermediaries
  • Conduct of Business and Compliance
  • Code of Conduct for persons licensed by or registered with the securities and futures commission
  • Regulated Investment Products in Hong Kong
  • Jurisdiction and Procedure
  • Ordinances
  • Codes
  • Guidelines
  • The Salmon Report: Extracts
  • Improper Trade Practices
  • Market Misconduct
Authors

Original Authors

  • Bernard Mak, LLB (HKU), Barrister, New Chambers
  • Antonio Da Roza, LLB (KCL), PCLL (HKU), LLM (HKU), AMHKI Arb, Barrister-at-law, New Chambers, Research Assistant Professor, HKU
  • Stanley Cheung,LLM (HKU), MA (HKU), CPE (MMU), BSc (UoM), BA (CUHK), CPA, ACIS, ACS, Senior Compliance Manager, CLSA, Editor, Intermediaries and Investment Products

Current Contributor

  • Victor T.S. Lui, Barrister-at-Law, LLB (Hons.)(Exon), LLM(KCL), LLM(China Law)(Peking U.), PCLL(HKU), Accredited Mediator (CEDR), General Panel Mediator (HKMAAL), Member (CIArb)
More Information

Updates: The content is updated 3 times a year to accommodate new cases, legislative changes, as well as updates in the practice and procedure in this area of law.

Format: Looseleaf set (3 binders), Lexis Advance® Hong Kong & Lexis Red™

ISBN: 9780409998337

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