ICA INTERNATIONAL DIPLOMA IN COMPLIANCE (Hong Kong)
A professional qualification awarded in association
with the University of Manchester Business School,
for financial services practitioners
 
 
 
INTRODUCTION
 

As a compliance professional, your role continues to grow in importance. The changing external environment has determined the crucial part you play in the continuing success of your firm. The daily compliance challenges you face mean the importance of having the right knowledge and skills cannot be underestimated. A professional qualification from the International Compliance Association can help you meet your responsibilities.

Develop your knowledge, secure your firm...
KEY FEATURES
 
  • A graduate level programme resulting in a professional qualification
  • 9-12 months duration
  • Awarded in association with the University of Manchester Business School
  • Comprehensive, detailed course materials that can be used in the workplace
  • Written by experienced industry practitioners
  • Extensive support and resource material
  • Variety of study options to choose from
 
 
WHAT YOU WILL LEARN:
  • The Regulatory Environment
    • Understanding the Regulatory Environment
    • Regulatory Structure
    • Regulators and their Power
  • The Compliance Function
    • The Role and Skills of the Compliance Officer
    • Risk Management
    • Designing an Internal Compliance System
  • Key Compliance Issues
    • Money Laundering and Terrorist Financing
    • Fraud Prevention
    • Market Fraud, Insider Dealing and Fraud Prevention
  • Investigations, Enforcement and Production Orders
    • The Compliance Environment
    • Corporate Governance
    • Ethics and Corporate Social Responsibility
    • Evaluating Industry Sectors
 
 
WHO SHOULD ATTEND?
 
The ICA International Diploma in Compliance is a valuable tool for:
• Compliance Officers
• Deputy Compliance Officers
• Managers with responsibility for internal compliance controls
• Risk Managers
 
• Internal Audit Staff
• Regulatory Representatives
• Accountants
• Lawyers
• Company Secretaries
 
KEY BENEFITS
 
  • Improved knowledge, developed skills
  • Reduced reputational and financial risk for firms
  • Enhanced workplace performance
  • Potential for career progression
  • Professional membership of the International Compliance Association
 

Please click on link for the International Diploma in Compliance Program brochure.
Please click on link for Hong Kong program details.
 

"I found the ICA course to be an effective way of providing both academic knowledge and practical solutions to deal with real life compliance issues. The course reinforced experiences gained within the working environment and empowers me to take and make better decisions within compliance. It also provides me with a skill set and competences to cope with the demands within compliance as regulatory requirements and scrutiny increases globally".

Adrian Alhassan
VP Compliance Manager, Bank of Bermuda (Member HSBS Group)

 
 

CONTACT US

(852) 2965-1480

conference.enquiries@lexisnexis.com